Upcoming Events

Symposium on Dispute Resolution in Special Education

Thursday, February 27, 2014
2:00 – 5:00 PM | Barrister Club

Friday, February 28, 2014
8:00 AM – 4:00 PM | Ohio Union

 

106 – Securities

BOOKS

Sandra D. Grannum, Securities Arbitration 2012 (2012).
This is a compilation of many articles, written by practitioners, dealing with securities arbitration.  The articles deal with FINRA’s (Financial Industry Regulatory Authority) power in 2012.  These articles analyze ethics, prehearing conferences, suitability rules, and discovery guidelines dealing with securities arbitration.
{44} ARBITRATION—GENERAL
{106} SUBJ MATTER: SECURITIES

Louis L. Straney, Investor’s Guide to Loss Recovery: Rights, Mediation, Arbitration, and Other Strategies (2012)
This book discusses various methods of recovering financial losses following scams like the one perpetrated by Bernie Madoff and frauds. It focuses on ADR approaches to investor loss recovery.
{60} ADR—GENERAL
{106} SUBJ MATTER: SECURITIES

{136} ECONOMIC ADVANTAGES OF ADR