Course Information

708 - Securities

Professor: Paul Rose
Credits: 3
Semester: 2009 Winter
Second Writing? No
Seminar? No
Professional Responsibility? No

PREREQUISITES: ANY BUSINESS ASSOCIATION COURSE OR WAIVED BY PROFESSOR
This three-hour course is open to any student who has completed a Business Associations course prior to the beginning of this course. The prerequisite may be waived in the discretion of the instructor. The course covers the regulation of distributions of securities by issuers and their affiliates under the Federal Securities Act of 1933 and the Ohio Securities Act and the regulation of the securities trading markets by the Securities & Exchange Act of 1934.

• EXAM AND CLASS PARTICIPATION

The course materials listed above are for informational purposes only and should not be considered final. Students must check with the Registrar for a current list of closed courses.